National Land Cover Data California - NORTH Version 12/12/99 Introduction This land cover data set was produced as part of a cooperative project between the U.S. Geological Survey (USGS) and the U.S. Environmental Protection Agency (USEPA) to produce a consistent, land cover data layer for the conterminous U.S. based on 30-meter Landsat thematic mapper (TM) data. National Land Cover Data (NLCD) was developed from TM data acquired by the Multi-resoultion Land Characterization (MRLC) Consortium. The MRLC Consortium is a partnership of federal agencies that produce or use land cover data. Partners include the USGS (National Mapping, Biological Resources, and Water Resources Divisions), USEPA, the U.S. Forest Service, and the National Oceanic and Atmospheric Administration. California - NORTH The California North NLCD set was produced as part of a project area encompassing portions of Federal Region 9, including the states of California, Nevada, and Arizona. This data set was produced under the direction of the MRLC Regional Land Cover Characterization Project of the USGS EROS Data Center (EDC), Sioux Falls, SD. Questions about the data set can be directed to the MRLC Regional Team at (605) 594-6114 or mrlc@edcmail.cr.usgs.gov. Projection Information: The initial Landsat TM mosaics, all ancillary data sets, and the land cover product are all map-registered to an Albers Conical Equal Area projection. The following represents projection information for the final land cover product for the state of California (North). Projection: UTM Datum: NAD27 Spheroid: GRS80 Standard Parallels: 29.5 degrees North Latitude 45.5 degrees North Latitude Central Meridian: 96 degrees West Longitude Origin of the Projection: 23 degrees North Latitude False Easting: 0 meters False Northing: 0 meters Number of Lines (rows/height): 20260 Number of Samples (columns/width): 23851 Number of Bands: 1 Pixel size: 30 X 30 meters Projection Coordinates (center of pixel, projection meters) Upper Left Corner: -2361900 meters(X), 2455830 meters(Y) Lower Right Corner: -1646400 meters(X), 1848060 meters(Y) DOCUMENTATION DATES: November 2001: Reprojected from Albers NAD83, to UTM NAD27, and clipped to fit project study area Contact Name: P. J. Trichilo Institute for Fisheries Resources 791 Eighth Street, Ste. N Arcata, CA 95521 (707) 822-9428 NOTE: Each state data set was extracted from the larger regional data set. State boundaries from the USGS 1:100,000 Digital Line Graph (DLG) series were used as the basis for extracting the state data. In many instances, the precision of the boundaries in the 1:100,000 DLG data does not match the spatial precision of the Landsat TM data. This is most apparent where state boundaries follow small rivers. To overcome the possibility of data being lost in the extraction process, a 300 meter (10 pixel) buffer was added to the state boundary used to extract the state data. Data Sources: The base data set for this project was leaves-off Landsat TM data, nominal-1992 acquisitions. Other ancillary data layers included leaves-on TM, USGS 3-arc second Digital Terrain Elevation Data (DTED) and derived slope, aspect and shaded relief, Bureau of the Census population and housing density data, USGS land use and land cover (LUDA), and National Wetlands Inventory (NWI) data if available. Landsat thematic mapper (TM) scenes: Path Row Date 041 034 20 Apr 87 042 033 10 May 92 042 034 11 Jun 92 043 032 26 Apr 90 043 033 02 Jul 91 043 034 12 May 90 044 031 24 May 92 044 032 17 Jun 89 044 033 08 May 92 044 034 06 Apr 92 045 031 31 May 92 045 032 17 Mar 88 045 033 27 Apr 91 046 031 05 Jun 91 046 032 05 Jun 91 LEAF ON: 041 034 10 Aug 93 042 033 01 Aug 93 042 034 28 Aug 91 043 032 08 Aug 93 043 033 24 Aug 93 043 034 06 Sep 92 044 031 10 Aug 91 044 032 26 Aug 91 044 033 26 Aug 91 044 034 08 Sep 90 045 031 19 Aug 92 045 032 19 Aug 92 045 033 22 Aug 93 046 031 29 Aug 93 046 032 08 Oct 90 Caveats and Concerns: 1) Both irrigated and dryland agriculture are practiced in this region. In the dryland areas small grains predominate; fields are classified as fallow when there is no evidence of visible vegetation indicating a prescribed alternation between cropping and tillage. Crop types in the irrigated areas were difficult to reliably distinguish; row crops are likely to be under represented where no field observations or other ancillary information was incorporated. Accuracy Assessment: Accuracy assessment is pending. 21-Class National Land Cover Data Key: NOTE - All Classes May NOT Be Represented in a specific state data set. The class number represents the digital value of the class in the data set. NLCD Land Cover Classification System Key - Rev. July 20, 1999 Water 11 Open Water 12 Perennial Ice/Snow Developed 21 Low Intensity Residential 22 High Intensity Residential 23 Commercial/Industrial/Transportation Barren 31 Bare Rock/Sand/Clay 32 Quarries/Strip Mines/Gravel Pits 33 Transitional Forested Upland 41 Deciduous Forest 42 Evergreen Forest 43 Mixed Forest Shrubland 51 Shrubland Non-natural Woody 61 Orchards/Vineyards/Other Herbaceous Upland 71 Grasslands/Herbaceous Herbaceous Planted/Cultivated 81 Pasture/Hay 82 Row Crops 83 Small Grains 84 Fallow 85 Urban/Recreational Grasses Wetlands 91 Woody Wetlands 92 Emergent Herbaceous Wetlands NLCD Land Cover Classification System Land Cover Class Definitions Water - All areas of open water or permanent ice/snow cover. 11. Open Water - All areas of open water; typically 25 percent or greater cover of water (per pixel). 12. Perennial Ice/Snow - All areas characterized by year-long cover of ice and/or snow. Developed - Areas characterized by a high percentage (30 percent or greater) of constructed materials (e.g. asphalt, concrete, buildings, etc). 21. Low Intensity Residential - Includes areas with a mixture of constructed materials and vegetation. Constructed materials account for 30-80 percent of the cover. Vegetation may account for 20 to 70 percent of the cover. These areas most commonly include single-family housing units. Population densities will be lower than in high intensity residential areas. 22. High Intensity Residential - Includes highly developed areas where people reside in high numbers. Examples include apartment complexes and row houses. Vegetation accounts for less than 20 percent of the cover. Constructed materials account for 80 to100 percent of the cover. 23. Commercial/Industrial/Transportation - Includes infrastructure (e.g. roads, railroads, etc.) and all highly developed areas not classified as High Intensity Residential. Barren - Areas characterized by bare rock, gravel, sand, silt, clay, or other earthen material, with little or no "green" vegetation present regardless of its inherent ability to support life. Vegetation, if present, is more widely spaced and scrubby than that in the "green" vegetated categories; lichen cover may be extensive. 31. Bare Rock/Sand/Clay - Prennially barren areas of bedrock, desert pavement, scarps, talus, slides, volcanic material, glacial debris, beaches, and other accumulations of earthen material. 32. Quarries/Strip Mines/Gravel Pits - Areas of extractive mining activities with significant surface expression. 33. Transitional - Areas of sparse vegetative cover (less than 25 percent of cover) that are dynamically changing from one land cover to another, often because of land use activities. Examples include forest clearcuts, a transition phase between forest and agricultural land, the temporary clearing of vegetation, and changes due to natural causes (e.g. fire, flood, etc.). Forested Upland - Areas characterized by tree cover (natural or semi-natural woody vegetation, generally greater than 6 meters tall); tree canopy accounts for 25-100 percent of the cover. 41. Deciduous Forest - Areas dominated by trees where 75 percent or more of the tree species shed foliage simultaneously in response to seasonal change. 42. Evergreen Forest - Areas dominated by trees where 75 percent or more of the tree species maintain their leaves all year. Canopy is never without green foliage. 43. Mixed Forest - Areas dominated by trees where neither deciduous nor evergreen species represent more than 75 percent of the cover present. Shrubland - Areas characterized by natural or semi-natural woody vegetation with aerial stems, generally less than 6 meters tall, with individuals or clumps not touching to interlocking. Both evergreen and deciduous species of true shrubs, young trees, and trees or shrubs that are small or stunted because of environmental conditions are included. 51. Shrubland - Areas dominated by shrubs; shrub canopy accounts for 25-100 percent of the cover. Shrub cover is generally greater than 25 percent when tree cover is less than 25 percent. Shrub cover may be less than 25 percent in cases when the cover of other life forms (e.g. herbaceous or tree) is less than 25 percent and shrubs cover exceeds the cover of the other life forms. Non-natural Woody - Areas dominated by non-natural woody vegetation; non-natural woody vegetative canopy accounts for 25-100 percent of the cover. The non-natural woody classification is subject to the availability of sufficient ancillary data to differentiate non-natural woody vegetation from natural woody vegetation. 61. Orchards/Vineyards/Other - Orchards, vineyards, and other areas planted or maintained for the production of fruits, nuts, berries, or ornamentals. Herbaceous Upland - Upland areas characterized by natural or semi-natural herbaceous vegetation; herbaceous vegetation accounts for 75-100 percent of the cover. 71. Grasslands/Herbaceous - Areas dominated by upland grasses and forbs. In rare cases, herbaceous cover is less than 25 percent, but exceeds the combined cover of the woody species present. These areas are not subject to intensive management, but they are often utilized for grazing. Planted/Cultivated - Areas characterized by herbaceous vegetation that has been planted or is intensively managed for the production of food, feed, or fiber; or is maintained in developed settings for specific purposes. Herbaceous vegetation accounts for 75-100 percent of the cover. 81. Pasture/Hay - Areas of grasses, legumes, or grass-legume mixtures planted for livestock grazing or the production of seed or hay crops. 82. Row Crops - Areas used for the production of crops, such as corn, soybeans, vegetables, tobacco, and cotton. 83. Small Grains - Areas used for the production of graminoid crops such as wheat, barley, oats, and rice. 84. Fallow - Areas used for the production of crops that are temporarily barren or with sparse vegetative cover as a result of being tilled in a management practice that incorporates prescribed alternation between cropping and tillage. 85. Urban/Recreational Grasses - Vegetation (primarily grasses) planted in developed settings for recreation, erosion control, or aesthetic purposes. Examples include parks, lawns, golf courses, airport grasses, and industrial site grasses. Wetlands - Areas where the soil or substrate is periodically saturated with or covered with water as defined by Cowardin et al. 91. Woody Wetlands - Areas where forest or shrubland vegetation accounts for 25-100 percent of the cover and the soil or substrate is periodically saturated with or covered with water. 92. Emergent Herbaceous Wetlands - Areas where perennial herbaceous vegetation accounts for 75-100 percent of the cover and the soil or substrate is periodically saturated with or covered with water. General Procedures Land Cover Characterization: The project is being carried out on the basis of 10 Federal Regions that make up the conterminous United States; each region is comprized of multiple states; each region is processed in subregional units that are limited to the area covered by no more than 18 Landsat TM scenes. The general NLCD procedure is to: (1) mosaic subregional TM scenes and classify them using an unsupervised clustering algorithm, (2) interpret and label the clusters/classes using aerial photographs as reference data, (3) resolve the labeling of confused clusters/classes using the appropriate ancillary data source(s), and (4) incorporate land cover information from other data sets and perform manual edits to augment and refine the "basic" classification developed above. Two seasonally distinct TM mosaics are produced, a leaves-on version (summer) and a leaves-off (spring/fall) version. TM bands 3 4 5 and 7 are mosaicked for both the leaves-on and leaves-off versions. For mosaicking purposes, a base scene is selected for each mosaic and the other scenes are adjusted to mimic spectral properties of the base scene using histogram matching in regions of spatial overlap. Following mosaicking, either the leaves-off version or leaves-on version is selected to be the "base" for the land cover mapping process. The 4 TM bands of the "base" mosaic are clustered to produce a single 100-class image using an unspervised clustering algorithm. Each of the spectrally distinct clusters/classes is then assigned to one or more Anderson level 1 and 2 land cover classes using National High Altitude Photography program (NHAP) and National Aeria l Photography program (NAPP) aerial photographs as a reference. Almost invariably, individual spectral clusters/classes are confused between two or more land cover classes. Separation of the confused spectral clusters/classes into appropriate NLCD class is accomplished using ancillary data layers. Standard ancillary data layers include: the "non-base" mosaic TM bands and 100-class cluster image; derived TM normalized vegetation index (NDVI), various TM band ratios, TM date bands; 3-arc second Digital Terrain Elevation Data (DTED) and derived slope, aspect and shaded relief; population and housing density data; USGS land use and land cover (LUDA); and National Wetlands Inventory (NWI) data if available. Other ancillary data sources may include soils data, unique state or regional land cover data sets, or data from other federal programs such as the National Gap Analysis Program (GAP) of the USGS Biological Resources Division (BRD). For a given confused spectral cluster/class, digital values of the various ancillary data layers are compared to determine: (1) which data layers are the most effective for splitting the confused cluster/class into the appropriate NLCD class, and (2) the appropriate layer thresholds for making the split(s). Models are then developed using one to several ancillary data layers to split the confused cluster/class into the NLCD class. For example, a population density threshold is used to separate high-intensity residential areas from commercial/industrial/transportation. Or a cluster/class might be confused between row crop and grasslands. To split this particular cluster/class, a TM NDVI threshold might be identified and used with an elevation threshold in a class-spliting model to make the appropriate NLCD class assignments. A purely spectral example is using the temporally opposite TM layers to discriminate confused cluster/classes such as hay pasture vs. row crops and deciduous forests vs. evergreen forests; simple thresholds that contrast the seasonal differences in vegetation between leaves-on vs. leaves-off. Not all cluster/class confusion can be successfully modeled out. Certain classes such as urban/recreational grasses or quarries/strip mines/gravel pits that are not spectrally unique require manual editing. These class features are typically visually identified and then reclassified using on-screen digitizing and recoding. Other classes such as wetlands require the use of specific data sets such as NWI to provide the most accurate classification. Areas lacking NWI data are typically subset out and modeling is used to estimate wetlands in these localized areas. The final NLCD product results from the classification (interpretation and labeling) of the 100-class "base"cluster mosaic using both automated and manual processes, incorporating both spectral and conditional data layers. For a more detailed explanation please see Vogelmann et al. 1998 and Vogelmann et al. 1998. Accuracy Assessment: An accuracy assessment is done on all NLCD on a Federal Region basis following a revision cycle that incorporates feedback from MRLC Consortium partners and affiliated users. The accuracy assessments are conducted by private sector vendors under contract to the USEPA. A protocol has been established by the USGS and USEPA that incorporates a two-stage, geographically stratified cluster sampling plan (Zhu et al., 1999) utilizing National Aerial Photography Program (NAPP) photographs as the sampling frame and the basic sampling unit. In this design a NAPP photograph is defined as a 1st stage or primary sampling unit (PSU), and a sampled pixel within each PSU is treated as a 2nd stage or secondary sampling unit (SSU). PSU's are selected from a sampling grid based on NAPP flight-lines and photo centers, each grid cell measures 15' X 15' (minutes of latitude/longitude) and consists of 32 NHAP photographs. A geographically stratified random sampling is performed with 1 NAPP photo being randomly selected from each cell (geographic strata), if a sampled photo falls outside of the regional boundary it is not used. Second stage sampling is accomplished by selecting SSU's (pixels) within each PSU (NAPP photo) to provide the actual locations for the reference land cover classification. The SSU's are manually interpreted and misclassification errors are estimated and described using a traditional error matrix as well as a number of other important measures including the overall proportion of pixels correctly classified, user's and producer's accuracies, and omission and commission error probabilities. Discussion: While we believe that the approach taken has yielded a very good general land cover classification product for a large region, it is important to indicate to the user where there might be some potential problems. The biggest concerns are listed below: 1) Some of the TM data sets are not temporally ideal. Leaves-off data sets are heavily relied upon for discriminating between hay/pasture and row crop, and also for discriminating between forest classes. The success of discriminating between these classes using leaves-off data sets hinges on the time of data acquisition. When hay/pasture areas are non-green, they are not easily distinguishable from other agricultural areas using remotely sensed data. However, there is a temporal window during which hay and pasture areas green upbefore most other vegetation (excluding evergreens, which have different spectral properties); during this window these areas are easily distinguishable from other crop areas. The discrimination between hay/pasture and deciduous forest is likewise optimized by selecting data in a temporal window where deciduous vegetation has yet to leaf out. It is difficult to acquire a single-date of imagery (leaves-on or leaves-off) that adequately differentiates between both deciduous/hay and pasture and hay-pasture/row crop. 2) The data sets used cover a range of years (see data sources), and changes that have taken place across the landscape over the time period may not have been captured. While this is not viewed as a major problem for most classes, it is possible that some land cover features change more rapidly than might be expected (e.g. hay one year, row crop the next). 3) Wetlands classes are extremely difficult to extract from Landsat TM spectral information alone. The use of ancillary information such as National Wetlands Inventory (NWI) data is highly desirable. We relied on GAP, LUDA, or proximity to streams and rivers as well as spectral data to delineate wetlands in areas without NWI data. 4) Separation of natural grass and shrub is problematic. Areas observed on the ground to be shrub or grass are not always distinguishable spectrally. Likewise, there was often disagreement between LUDA and GAP on these classes. DOCUMENTATION DATES: August, 2002: Reprojected to UTM NAD27 (no shift), clipped to KRIS project study area. Data were aggregated as shown below, to reduce the number of attributes from 19 to 14. 1) Residential = Low Intensity + High Intensity Residential 2) Agriculture = Row Crops + Small Grains 3) Grassland = Grassland + Pasture/Hay + Urban Recreational Grasses 4) Conifer = Evergreen Forest 5) Wetlands = Woody Wetlands + Emergent Herbaceous Wetlands Contact Name: P. J. Trichilo Institute for Fisheries Resources (IFR) 791 Eighth Street Ste. N Arcata, CA 95521 Contact's Phone: (707) 822-9428 References More detailed information on the methodologies and techniques employed in this work can be found in the following: Kelly, P.M., and White, J.M., 1993. Preprocessing remotely sensed data for efficient analysis and classification, Applications of Artificial Intelligence 1993: Knowledge-Based Systems in Aerospace and Industry, Proceeding of SPIE, 1993, 24-30. Cowardin, L.M., V. Carter, F.C. Golet, and E.T. LaRoe, 1979. Classification of Wetlands and Deepwater Habitats of the United States, Fish and Wildlife Service, U.S. Department of the Interior, Oregon, D.C. Vogelmann, J.E., Sohl, T., and Howard, S.M., 1998. "Regional Characterization of Land Cover Using Multiple Sources of Data." Photogrammetric Engineering & Remote Sensing, Vol. 64, No. 1, pp. 45-47. Vogelmann, J.E., Sohl, T., Campbell, P.V., and Shaw, D.M., 1998. "Regional Land Cover Characterization Using Landsat Thematic Mapper Data and Ancillary Data Sources." Environmental Monitoring and Assessment, Vol. 51, pp. 415-428. Zhu, Z., Yang, L., Stehman, S., and Czaplewski, R., 1999. "Designing an Accuracy Assessment for USGS Regional Land Cover Mapping Program." (In review) Photogrametric Engineering & Remote Sensing. Acknowledgments This work was performed by the Raytheon STX Corporation under U.S. Geological Survey Contract 1434-CR-97-CN-40274.